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SEC Rule 10b-5
Results: 780

#	Item
461	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 21, 2006 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-03 17:55:51 Financial regulation Financial system Financial economics Securities Exchange Act Securities fraud U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
462	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 23, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-23 15:16:54 Financial regulation Government SEC Rule 10b-5 Securities Act Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
463	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 22, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-22 16:17:58 Financial regulation Financial economics Stock market New Deal Securities Act SEC Rule 10b-5 Securities Exchange Act U.S. Securities and Exchange Commission Security United States securities law 73rd United States Congress United States Securities and Exchange Commission
464	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 28, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-28 15:54:47 Financial system 73rd United States Congress United States Securities and Exchange Commission Financial markets Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Broker-dealer SEC Rule 10b-5 United States securities law Financial economics Finance
465	INITIAL DECISION RELEASE NO. 534 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-26 17:55:03 Government Bluestein U.S. Securities and Exchange Commission Investment Advisers Act SEC Rule 10b-5 Securities Act Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States United States securities law Financial regulation Financial economics
466	non-settled Order Instituting Follow-on AP Proceedings Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-21 16:06:42 Investment 73rd United States Congress United States Securities and Exchange Commission Corruption Stock market SEC Rule 10b-5 Securities Exchange Act U.S. Securities and Exchange Commission Investment Advisers Act United States securities law Financial economics Finance
467	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 8, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-08 17:57:27 73rd United States Congress Financial regulation Financial economics Financial system Securities Securities fraud U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Exchange Act United States securities law United States Securities and Exchange Commission Corporate crime
468	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 10, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-10 12:28:51 Securities Exchange Act Law United States Financial regulation United States securities law Moral turpitude SEC Rule 10b-5
469	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 9, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-09 14:23:56 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Act Securities Exchange Act SEC Rule 10b-5 United States Financial system United States securities law United States Securities and Exchange Commission 73rd United States Congress
470	Case 1:14-cv[removed]Document 1 Filed[removed]Page 1 of 9 UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS ________________________________________________ : Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-19 13:53:09 Financial economics Financial system Corruption Insider trading United States Securities and Exchange Commission SEC Rule 10b-5 Securities Exchange Act American Superconductor Securities regulation in the United States United States securities law Stock market Economics

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